Investor Relations

  

Ownership

OWNERSHIP OF COMMON STOCK BY DIRECTORS AND EXECUTIVE OFFICERS

The following table sets forth, as of April 10, 2008, the beneficial ownership of the Company’s common stock by each of the Company’s directors, each executive officer named in the Summary Compensation Table, and by all directors and executive officers as a group. .
NAME OF
BENEFICIAL OWNER (1)		 NUMBER OF SHARES
BENEFICIALLY OWNED (2)		 PERCENTAGE OF
CLASS (3)
Robert H. Peitz (4)
512,772
 14.2%
Daniel Rooney (5)
135,300
 3.8%
Walter J. Doyle (6)
108,419
 3.1%
Robert J. Baker Jr. (7)
73,232
 2.1%
Scott Campbell (8)
66,000
 1.9%
Edward W. Ungar (9) 54,369 1.5%
Michael K. Barna (10) 52,000 1.5%
All Directors and Executive Officers
as a group (8 persons) (11)
1,058,092
 26.1%

(1) The address of all directors and executive officers is c/o Superconductive Components, Inc., 2839 Charter Street, Columbus, Ohio 43228.

(2) For purposes of the above table, a person is considered to “beneficially own” any shares with respect to which he exercises sole or shared voting or investment power or as to which he has the right to acquire the beneficial ownership within 60 days of April 10, 2008. Unless otherwise indicated, voting power and investment power are exercised solely by the person named above or shared with members of his or her household.

(3) “Percentage of Class” is calculated by dividing the number of shares beneficially owned by the total number of outstanding shares of the Company on April 10, 2008, plus the number of shares such person has the right to acquire within 60 days of April 10, 2008.

(4) Mr. Peitz’ ownership includes 199,162 shares of common stock beneficially owned by Park National Bank (Trustee for the Ingeborg Funk Children’s Trust), of which 43,750 shares of common stock can be acquired under stock purchase warrants exercisable within 60 days of April 10, 2008 (Mr. Peitz includes these shares because he has the power to dispose of the shares). Mr. Peitz’ ownership also includes 154,712 shares of common stock, which can be acquired by Mr. Peitz under stock options and purchase warrants exercisable within 60 days of April 10, 2008.

(5) Includes 128,000 common shares, which may be acquired by Mr. Rooney under stock options exercisable within 60 days of April 10, 2008 and 7,800 shares which are held in Mr. Rooney’s IRA.

(6)  Includes 24,250 common shares, which may be acquired by Mr. Doyle under stock purchase warrants exercisable within 60 days of April 10, 2008. .

(7) Includes 51,000 common shares, which may be acquired by Dr. Baker under stock options exercisable within 60 days of April 10, 2008, and 16,063 shares which are held in Dr. Baker’s IRA.

(8) Includes 66,000 common shares, which may be acquired by Dr. Campbell under stock options exercisable within 60 days of April 10, 2008.

(9) Includes 51,000 common shares, which may be acquired by Mr. Ungar under stock options exercisable within 60 days of April 10, 2008.

(10) Includes 52,000 common shares, which may be acquired by Mr. Barna under stock options exercisable within 60 days of April 10, 2008.

(11) Includes 626,712 common shares, which may be acquired under stock options and stock purchase warrants exercisable within 60 days of April 10, 2008.

OWNERSHIP OF COMMON STOCK BY PRINCIPAL SHAREHOLDERS

The following table sets forth information as of April 10, 2008, relating to the beneficial ownership of common stock by each person known by the Company to own beneficially more than 5% of the outstanding shares of common stock of the Company.

 

NAME OF
BENEFICIAL OWNER (1)
NUMBER OF SHARES
BENEFICIALLY OWNED (2)
PERCENTAGE OF
CLASS (3)
Robert H. Peitz (4)
714,953
19.3%
Thomas G. Berlin (5)
408,197
11.4%
Laura Shunk (6)
403,328
11.2%
Daniel Funk (7)
401,129
11.2%
Curtis A. Loveland (8)
334,956
9.4%
Windcom Investments SA (9)
332,810
9.4%
Lake Street Funk L.P. (10)
310,300
8.7%
Berlin Capital Growth L.P. (11)
290,497
8.2%
Mid South Investor Fund L.P. (12)
250,000
7.0%
Ingeborg Funk Children's Trust (13) 199,162 5.6%

(1) The address of Robert H. Peitz is c/o SCI Engineered Materials, Inc., 2839 Charter Street, Columbus, Ohio 43228. The address of Thomas G. Berlin is c/o Berlin Financial Ltd., 1325 Carnegie Avenue, Cleveland, Ohio 44115. The address of Laura Shunk is PO Box 490, Chesterland, Ohio 44026. The address of Daniel Funk is 2123 Auburn Avenue, Suite 322, Cincinnati, Ohio 45219. The address of Curtis A. Loveland is c/o Porter, Wright, Morris & Arthur LLP, 41 South High Street, Columbus, Ohio 43215. The address of Windcom Investments SA is Corso Elvezia 25, 6900 Lugan, CH. The address of Lake Street Fund L.P. is 600 South Lake Avenue, Suite 100, Pasadena, California 91106. The address of Berlin Capital Fund, L.P. is c/o Thomas G. Berlin, Berlin Financial Ltd., 1325 Carnegie Avenue, Cleveland, Ohio 44115. The address of Mid South Investor Fund L.P. is 1776 Peachtree St. NW, Suite 412 North, Atlanta, Georgia 30309. The address of the Ingeborg Funk Children’s Trust is c/o Tom Comisky, Park National Bank, 50 N. 3 rd Street, Newark, Ohio 43058.

(2) For purposes of this table, a person is considered to “beneficially own” any shares with respect to which he or she exercises sole or shared voting or investment power or as to which he or she has the right to acquire the beneficial ownership within 60 days of April 10, 2008. Unless otherwise indicated, voting power and investment power are exercised solely by the person named above or shared with members of his or her household.

(3) “Percentage of Class” is calculated by dividing the number of shares beneficially owned by the total number of outstanding shares of the Company on April 10, 2008, plus the number of shares such person has the right to acquire within 60 days of April 10, 2008.

(4) Mr. Peitz’ ownership includes 199,162 shares of common stock beneficially owned by Park National Bank (Trustee for the Ingeborg Funk Children’s Trust), of which 43,750 shares of common stock can be acquired under stock purchase warrants exercisable within 60 days of April 10, 2008 (Mr. Peitz includes these shares because he has the power to dispose of the shares. Mr. Peitz’ ownership also includes 154,712 shares of common stock, which can be acquired by Mr. Peitz under stock options and purchase warrants exercisable within 60 days of April 10, 2008.

(5) Mr. Berlin’s ownership includes 290,497 shares of common stock beneficially owned by Berlin Capital Growth L.P., of which 52,083 shares of common stock can be acquired under stock purchase warrants exercisable within 60 days of April 10, 2008. Mr. Berlin has shared voting and dispositive power over the shares of common stock in this limited partnership as the controlling principal of Berlin Capital Growth L.P. Mr. Berlin’s ownership also includes 20,833 shares of common stock, which can be acquired by Mr. Berlin under stock purchase warrants exercisable within 60 days of April 10, 2008.

(6) Includes 98,611 common shares, which may be acquired by Ms. Shunk under stock options and stock purchase warrants exercisable within 60 days of April 10, 2008.

(7) Includes 79,202 common shares, which may be acquired by Dr. Funk under stock options and stock purchase warrants exercisable within 60 days of April 10, 2008.

(8) Includes 51,000 shares of common stock, which can be acquired by Mr. Loveland under stock options exercisable within 60 days of April 10, 2008.

(9) Based on the Schedule 13G/A filed on February 14, 2005, Dr. Karl Kohlbrenner, CEO of Windcom Investments SA, has voting and dispositive power over the shares of common stock on behalf of the Company. Windcom Investments SA’s ownership includes 20,286 shares of common stock, which can be acquired by Windcom Investments SA under stock purchase warrants exercisable within 60 days of April 10, 2008.

(10) Includes 62,500 shares of common stock, which can be acquired by Lake Street Fund L.P. under stock purchase warrants exercisable within 60 days of April 10, 2008.

(11) Includes 52,083 shares of common stock, which can be acquired by Berlin Capital Growth L.P. under stock purchase warrants exercisable within 60 days of April 10, 2008.

(12) Includes 50,000 shares of common stock, which can be acquired by Mid South Investor Fund L.P. under stock purchase warrants exercisable within 60 days of April 10, 2008.

(13) Includes 43,750 shares of common stock, which can be acquired by the Ingeborg Funk Children’s Trust under stock purchase warrants exercisable within 60 days of April 10, 2008.